Director of Compliance, Team Leader

Job Description

Job Description Are you motivated, self-reliant, and creative when it comes to finding innovative solutions? Are you able to prioritize tasks in a fast-paced environment? Are you known for your communication, interpersonal, and process improvement skills? Are you interested in working with IT systems? Then the Investments Compliance team has a position for you! Build the future with us iAGMA is the portfolio manager for iA Financial Group and manages assets comprising general funds of insurance companies, segregated funds, mutual funds, and managed accounts, with a total value of over $100 billion. The Compliance team works closely with portfolio managers and senior management to ensure that operations comply with securities legislation, internal policies and procedures, and industry practices. What you’ll accomplish with us: Oversee the recruitment, supervision, engagement, and performance evaluation of the team responsible for the regulatory compliance program; Set priorities, guide work, and ensure optimal resource allocation in line with objectives and ongoing projects; Oversee the development, updating, and implementation of the compliance program, including, in particular: conflict of interest management, personal transactions, regulatory filings, and reporting to regulatory authorities and internal bodies; Ensure rigorous management of compliance risks, including the implementation and monitoring of required controls as well as associated documentation; Deploy, coordinate, and monitor key compliance initiatives and projects, including projects related to process modernization, optimization, automation, and harmonization, as well as any strategic or corporate projects involving compliance; Define, analyze, and monitor the team’s performance indicators and service standards; Maintain proactive regulatory monitoring and coordinate the implementation of required changes, including interactions with regulatory authorities; Work closely with management, the Chief Compliance Officer, and internal teams to support the achievement of the organization’s strategic priorities. What Could Help You Succeed in This Role We are looking for someone who: Bachelor’s degree in finance, accounting, economics, law, or a related field; At least 10 years of relevant experience in regulatory compliance or a similar role, including personnel management responsibilities; CSI courses or other courses or designations in the financial field (e.g., CFA designation) are a plus; Excellent knowledge of financial products, Regulation 31-103, and the regulatory framework applicable to asset management companies; Advanced proficiency in English, as the candidate will be required to participate in management meetings, collaborate with internal teams across Canada, and interact with internal and external partners on a daily basis; Strong communication and interpersonal skills, and the ability to interact professionally with all levels; Ability to build and evolve digital soluti

Required Skills