Investment Associate

Job Description

Job Description What is the opportunity? Lisa Thompson Family Wealth is a well-established and successful Wealth Management Practice in Belleville, Ontario. We have the privilege of serving an amazing group of high-net-worth families. We work hard, we treat clients the way we would like to be treated and we don’t take our responsibility for granted. We genuinely care about making a real difference in the lives of our clients and we strive each and every day to make that happen. We are looking for an experienced investment associate to support the investment operations of a highly specialized discretionary book of business. In this role, you will be responsible for trade execution, portfolio rebalancing, research and client service. The person that will thrive in this role will have an interest in portfolio management, markets and research. They will be highly competent, organized and possess a strong attention to detail. They will be comfortable working independently, as well as be a strong team player. If you are honest, humble, and hardworking with a desire to work on a team where going above and beyond is baseline, we want to hear from you. What will you do? : Execute trades and manage the portfolio rebalancing process of discretionary portfolios Monitor discretionary portfolios for performance and strategy Ensure client portfolios are always compliant with asset mixes and risk parameters Support tax-efficient portfolio strategies Conduct research and risk analysis to inform portfolio decisions Investment administration and compliance Manage ongoing payments and client cash requests Coordinate overall portfolio implementation as new portfolios are constructed Maintain ongoing client communication and service delivery Provide investment educational support to clients Proactive contact with clients What do you need to succeed? Must-have IR/RR license with CIRO in good standing Minimum 2 years industry experience CIM designation is an asset Highly organized with strong attention to detail Able to prioritize, multi-task and effectively manage deadlines Excellent communicator (verbal & written) Comfortable working independently & as a team Professional and conscientious Personable, hardworking, self-starter Self-assured yet coachable Forward thinking and growth oriented Nice-to-have Knowledge of RBC Dominion Securities’ systems and procedures Experience in the securities industry is an asset What’s in it for you? We thrive on the challenge to be our best, to think progressively to keep growing, and to work together to deliver trusted advice that can help our clients thrive and communities prosper. We care about each other and collectively work hard to reach our potential, make a difference to our communities, and achieve success that is mutual. You will also benefit from: A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable Leaders who support your developme